Blog

Labels Matter when it comes to Liability

Take care when using terms like “specialist” or “expert” when...

Dollars vs. Shares

Registered Reps can improve risk management by incorporating simple habits...

Don’t Touch My Stock!

Registered Representatives can help themselves avoid loss and reduce exposures...

All in a Day’s Work

Are you a Registered Rep who employs an assistant? If...

“Never Put Off Till Tomorrow What You Can Do Today”

Simple tip for Registered Representatives to reduce risk: Stop Procrastinating!...

Happy 4th of July!

Complete, Accurate and Timely

“The thing about information is that information is more valuable...

Free Webinar: Tune in this Wednesday, June 4th

Webinar Reminder: Tune in this Wednesday, June 4that 10:00 AM...

Ensure Funds Are Invested as Requested

Registered Representatives can help themselves avoid loss and reduce exposures...

New Webinar Announcement! Recent Developments in Financial Institution/FINRA Claims

Topic: Recent Developments in Financial Institution/FINRA Claims Hosted By: Lancer Claims...